A Study of the Efficacy of Adjunctive Moxibustion in the Treatment of Tuberculosis
Principle Investigator: Paul Waako (MBChB) MSc. PhD, Associate Professor and Head of Department Pharmacology and Therapeutics, College of Health Sciences, Makerere University Medical School , Kampala
Co-investigators:
Dr. Ibanda Hood MBChB, Worodria William MBchB. Mmed PhD (Makerere Uni)
Jenny Craig BSc, PhD, LicAc, MBAcC, and Merlin Young LicAc, MTA (Moxafrica)
Abstract:
A 12 month pilot study with TB patients in Kampala has suggested that daily use of moxa can improve the recovery rate and reduce the side effects of medication. This is now being expanded into a Randomised Control Trial to investigate in more detail the effects of moxa on immune responses, recovery rates and quality of life. The study will involve 90 patients presenting as new cases of TB, either with or without HIV co-infection. All patients will receive the standard TB medication according to their condition. In each group (+/- HIV), half of the patients will be trained in self-administration of daily moxa treatment for at least 6 months. Regular monitoring of all patients will be carried out , with analysis of sputum and blood, clinical examinations and assessment using the Karnovsky score. Patients will be withdrawn from the study in the case of non-compliance or any adverse symptoms or disease complications.
Introduction
Tuberculosis is an infectious disease caused by Mycobacterium tuberculosis, affecting primarily the lungs, but other organs include lymph nodes, bones, brain and skin. A large percentage of Uganda’s population (more than 90%) have a positive skin test for TB, indicating either presence of latent infection or past immunization with the BCG vaccine. The advent of HIV/AIDS has however, led to significant increase in the incidence of TB, with estimates of it rising five-fold across the African continent in the last fifteen years.
Multidrug resistant TB (MDR-TB) is the TB infection which is resistant to two or more of the first line drugs (Ethambutol, Isoniazide, Pyrazinamide, and Rifampicin). Worldwide at least 3.1% of new cases of TB and 19% of the retreatment cases are MDR-TB. East Europe takes 47% of the world burden of MDR-TB (WHO 2010), but given the limitations in diagnostic capacity follow up, and drug supply chains, sub-Saharan Africa is likely to have a bigger MDR-TB burden than estimated.
In Uganda, approximately 500 new cases of MDR-TB are diagnosed each year and 50% of these are co-infected with HIV. The WHO targets elimination of TB (<1/106 population) by 2050. This requires new approaches to TB control, particularly in Africa, and these could include new drugs, and vaccines, better prevention methods and alternative or innovative approaches.
The treatment of MDR-TB is prohibitively expensive for the already strained health system in Uganda and acrosssub-Saharan Africa due to the cost of the initial diagnoses, the second-line drugs and follow-up investigation of contacts. Because of the risks of drug resistance in relapsed cases, it is imperative that measures intended to lower/eliminate MDR-TB should, if at all possible, target an increase in the cure rates among both new infections and retreatment cases. Such measures would include those that either increase the efficacy of the drugs used or improve the host immunity to fight off the disease (given a far higher prevalence/incidence of the disease among immune suppressed individuals).
One method that could have impact on host immunity is moxibustion, a therapy which involves the use of moxa (a product of dried mugwort weed) to treat diseases. Moxibustion has been developed over many centuries as part of East Asian medicine and is often used alongside acupuncture. It involves the burning of moxa at particular points on the patients’ bodies, often the same points as used in acupuncture. In “direct” moxibustion the pieces of moxa (known as cones) are placed directly on the skin, and burnt. It is this burning of the skin that is said to improve the immunity of the patient.
Moxibustion has been used by generations of East Asian medical practitioners to treat very severe conditions, including infections, hernia, severe gastrointestinal illnesses and tuberculosis. However, none of the historical reports provides clear and measurable ways to assess patient response or the effectiveness of the treatment.
Various studies have investigated how moxibustion might bring about relief/healing/cure in such a wide array of illnesses. In 1929, Dr Shimetaro Hara published a study in which he claimed to have noted an increase in the white blood cells in rats subjected to moxibustion. Fifty years later the same Dr Hara participated in a study which suggested that, when tiny grain-sized cones of moxa were burnt on treatment points it was largely the cells of the adaptive immune system that increased in response to moxibustion. A more recent study, however, found that it was the innate immunity that was activated when larger dosages of moxa (and hence higher temperatures) were applied (Choi et al. 2004). It is likely that the effect of moxibustion immune response is determined by many variables, among which could be dosage (cone size), frequency and duration of treatment, and location of application (see reviews in Appendix1).
One explanation for the different immune responses which apparently relateto moxa dosage is provided by the work of immunologist Toru Abo (2007) who carried out detailed studies of the relationship between the nervous system and the different parts of the immune system. According to his observations, stimulation of the sympathetic nervous system leads to activation of innate immune responses, whereas stimulation of the parasympathetic nervous systemactivates the adaptive immune system. Applying this idea to moxa dosage, larger cones of moxa generating higher temperatures and leading to more palpable burnsmight result in stimulation of the sympathetic nervous system. This would mainly activate innate immunity and increase the granulocyte to lymphocyte ratio. On the other hand prolonged smaller doses of moxa, providing more gentle heat and a relaxing effect of temperature, would stimulate the parasympathetic nervous system. This in turn would activate the adaptive immunity - important in fighting some chronic illnesses including tuberculosis.
The mechanisms of moxibustion’s actions on the body require further clarification: in addition to dosage, the effects of variables such as type of moxa, degree of processing, active chemical constituents, techniques and location of application all need to be investigated. The only facts that can be stated with some certainty are that moxibustion has immune stimulatory effects and that it has variously been recorded as having been used to effectively treat TB.
The work of Moxafrica Charity
Could the benefits of moxibustion, reportedly used in treatment of TB and other diseases in the past, be applied to patients in present day developing countries where TB is still a big problem and conventional treatment for DR-TB is not affordable? In 2008 a UK charity called Moxafrica was set up to investigate this potential. Their work has included a 12 month pilot study of TB patients in Uganda who were offered free moxa treatment (see Appendix2) in addition to their standard drug therapy. Similar programs are currently being run in South Africa. These studies have provided strong anecdotal evidence that long-term moxa application can help to reduce the side-effects of conventional TB medication, improve appetite and aid recovery. There are also suggestions that the initial effects of the TB drugs are accelerated, reducing the infectious period of patients.
However, before more widespread use of moxa can be suggested, a comprehensive study of medical parameters is needed in order to obtain more conclusive scientific evidence to support the claims that moxa can produce beneficial changes in the immune system and stimulate positive recovery tendencies in TB patients. Measurable data on patient recovery response, morbidity and mortality are also required. To do this we need to address many areas which have not been clarified in the limited studies carried out so far.
1. Most of the reports on how moxibustion helped in the treatment of TB were done before elaborate diagnostic methods were developed, so we cannot be certain that it was really TB that these practitioners were treating.
2. The claim that moxibustion enhances immune function has been based mainly on WBC count. Other reliable indicators of immune response need to be measured.
3. Although there have been reports of WBC count increasing after moxibustion treatment, it has not been conclusively established whether this was as a result of increased production in the hematopoietic tissues such as bone marrow or due to heat-induced vasodilatation and increased blood flow, or due to increased migration of the WBC to the area of moxibustion.
4. Analysis of parameters such as blood pressure, heart rate, smooth muscle tone, adrenal tissue microscopy, and urinary catecholamine would help clarify whether moxibustion is actuallyactivating the autonomic nervous system.
Study justification
Due to the high HIV burden (more than 5% for most of the sub-Saharan Africa), there is a high regional incidence of TB disease in Africa, and the highest global rates of mortality. Meanwhile, an inadequate health care system, poor and mismanaged drug supply chains, poor patient follow up, and lack of counseling to ensure adherence to TB treatment, have all led to an increase in the burden of multidrug resistant (MDR) Tuberculosis infections.
The current treatment regiment for MDR –TB is expensive in terms of the high costs of the requisite second line drugs, and the culture and sensitivity tests required for their proper use, as well as the cost of liver and renal function tests required during follow up of patients. These are just some of the problems faced in the management of MDR –TB.
It makes sense, therefore, that we consider methods that have hitherto been reported to have worked in the treatment of TB in the past, in this case in Japan and other East Asian countries, but which have not yet been properly investigated using modern science.
Moxibustion therapy has the singular advantage of being cheap and easy to use by patients themselves. It might even, alongside available and affordable first line drugs prove to be a realistic alternative to second line drugs for treatment of MDR-TB when such treatment is unaffordable, and/or might be used to help reduce the increasing incidence of MDR-TB itself by improving the cure rates for new cases of TB.
The purpose of this study is therefore to investigate if the method of small-cone moxibustion used in Japan in the 1930s could help in increasing the cure rate of TB, might reduce the rates of morbidity, but most of all might help decrease the incidence of MDR-TB.
Hypothesis
That the use of moxibustion as an adjunct to standard TB treatment regiments increases cures rates and decreases morbidity.
Research questions
1. What are the cure rates of 2HERZ/6HE plus MOXIBUSTION versus the cure rates of 2HERZ/6HE alone? (See appendix 3 for an explanation of TB treatment acronyms)
2. Does the addition of moxibustion to standard TB treatment, improve lives /decrease morbidity and suffering of the TB patient during and after treatment?
Study objectives
The main objective of this research is to study the effects of moxibustion on morbidity and cure of Ugandan patients taking tuberculosis medication.
1. To study the clinical and mycobacterial (microscopic) response of new patients (new cases) when given adjunctive moxibustion. (ie. moxibustion plus TB chemotherapeutic agents).
2. To evaluate the cure rates achieved by using adjunctive moxibustion.
Secondary objectives
3. To compare the cure rates of patients co-infected with both TB and HIV with patients receiving moxibustion plus TB treatment or just TB medication alone but when not infected with HIV.
4. To document any adverse effects associated with moxibustion in HIV positive patients.
5. To evaluate the quality of life in patients receiving moxibustion plus TB medication compared with receiving medication alone.
METHODOLOGY
Study design
This will be a randomized controlled clinical trial phase II with two arms, one with patients taking TB treatment with moxibustion, and the other of patients taking TB treatment without moxibustion.
Study site
The study will be carried out at Kiswa Health Centre, Kampala, Uganda.
Study population
Male and female patients infected with TB who will be selected before completing the first two weeks on TB treatment.
Inclusion criteria
· Adults (male and female) presenting with a diagnosis of TB. This diagnosis will be by sputum smear or sputum culture.
· They must not have been receiving treatment for TB for more than 2 weeks.
· They must consent to join the study.
· They must consent to adhere to the follow up procedure.
· They must have an attendant or carer to help with the moxibustion application (if considered necessary) who can also report any issues that may be related to the treatment.
Exclusion criteria
· Patients taking other immune modulating/suppressing or stimulating drugs, like levamisole, steroids or hydroxychroloquine.
· Patients under 14 years old.
· Inability to use moxibustion for any reason – such as a failure to understand the instruction and how it is used.
· Intention to leave the study before completion of the treatment. This could be for any reason including change of residence.
· Inability to come for follow up – e.g. if a patient lives far away from the Centre.
· History of allergy to moxa and or moxibustion.
· Being pregnant.
· Being diabetic.
· Presence of other debilitating conditions related or unrelated to HIV – e.g. malignancy, chronic diarrhea and chronic illness such as chronic kidney or heart disease.
· Diagnosis of a type/location of TB such as meningitis necessitating the use of steroid medication.
· Diagnosis with tuberculosis but sputum smear or culture are negative for TB.
· Patient who may require category II TB therapy (see appendix 3 for WHO case definition/classification of TB patients).
Withdrawal criteria
Any patient, who develops a condition that renders them unsuitable for moxa treatment, will be taken out of the program. For example:
·If during treatment the patient is found to have a diagnosis/type of TB that requires the use of steroids.
·Development of opportunistic infections like PCP the treatment of which may need concomitant use of steroids.
·Development of worsening signs of severe disease, such as loss of consciousness and difficulty in breathing, despite adhering to all the study protocols and treatment.
Any patient who develops complications that seem related to the moxa treatment will be withdrawn from the program. For example:
·Development of blisters or burns that do not heal.
·Fever, abscess or septicemia with no known causes/sources other than moxibustion.
·Wheezing in a previously non asthmatic subject, where there is no evident cause other than moxibustion. This can be confirmed if the patient blames the moxa smoke/smell.
Any patient may withdraw from the study on request.
Whenever the investigating team suggests that a subject is withdrawn from the study, a full description of what has caused them to make that decision shall be given in form of a written report (case report). It will be the responsibility of the investigating team to follow up that subject until he/she has recovered, to the satisfaction of both the principle investigator and the rest of the study team.
If other severe forms of TB such as pericarditis and meningitis develop the subject will be withdrawn from the study and will be admitted for treatment using standard TB medication and adjuvant steroid treatment,and will be followed up until the final outcome is known to everyone on the study team.
Female participants
Female participants in the age group 16-45 will be advised not to become pregnant while in the study. The study doctor will endeavor to enquire about the last menstrual period of the patients and whenever pregnancy is suspected, a test will be done.
Sample size estimation
The sample size will be of 45 patients in each arm. This was worked out using the formular for comparing proportions in two groups with the proportion of patients that that register complete cure after treatment as the main outcome. A test significance level of 0.05 and power of 90% were considered.
Sampling procedure
The patients will be assessed upon arrival at Kiswa Health Centre; the triage nurse will then send those with suspected TB infection to the TB clinic of the health centre (Kiswa).
These patients will go through the normal procedures of clinical evaluation (history taking and examination). Sputum analysis (Z N stain, auramine O stain +/- culture and collection of sputum samples for culture), X- rays and biopsies will be done if seen as necessary by the study doctor. The purpose of the other investigations like chest x-ray, biopsies, pleural fluid analysis will to ensure that patient screened and are not suffering from smear/culture positive TB can still get diagnosed and receive standard therapy even if not participating in the study. In patient found to have radiological signs in addition to being smear + for TB, these could act as adjunct to sputum examination in the follow up of patients on treatment.
Following diagnosis the patient will be given explanations about the aim of the study and the protocols and procedures involved. This will be done by the nurse or doctor on the study before consent is sought.
After informed consent has been obtained, the following investigations will be carried out before starting the treatment plus/minus moxibustion depending on which arm of the study the patient/subject will belong to.
a) Medical history including:
· history of symptoms leading to the diagnosis of TB so that we can clearly know the type or location of the TB disease in the patient. This will help gauge severity and whether or not there is a need to give adjunctive steroid therapy.
· history of any past treatment for TB so that we can see if the patient is a retreatment case or not and see which arm of the study they will belong to.
b) Assessment of general well being and activity of the patient with the Karnofsky score (see Appendix 3)
c) Vital signs: blood pressure, heart rate and temperature will be measured on every interaction of the patient with the study nurse or doctor.
d) A complete general and system examination will be done on all recruited subjects and this will be repeated on every occasion they come for review.
e) Sputum analysis. If there is difficulty obtaining enough sputum, consent will be sought from the patient to administer them with sputum- inducing drugs (e.g. Brozedex, mucosalvan and others).
f) Blood tests will include CD4, CD8, WBC count, CBC, RFT, and LFT.
g) Chest X ray and other laboratory and radiological tests as necessary for the diagnosis and care for the subjects.
h) Random blood sugar tests will be done initially at recruitment of the participant, to make sure he/she is not diabetic.
i) Any patient, who is referred to the clinic having been already diagnosed with TB, will need to be given a second sputum or other diagnostic test for TB. This will help confirm that every participant is indeed a TB patient.
Any patient found to have high random blood sugar greater than 200g/dl at any point after a meal will not qualify to join the study or will be subjected to a glucose tolerance test if they consent to it, before joining the study.
Randomization.
Patients will be split into two groups without bias. One group will consist of new cases with TB alone, the other with new cases of TB who are also co-infected with HIV. Randomization will then take place. Envelopes will be prepared, each containing a piece of paper bearing the words “moxibustion” or “no moxibustion”. These will refer respectively to patients who will receive moxibustion in addition to standard TB treatment and those who will receive only the standard TB treatment appropriate to their diagnosis. Random numbers, generated by a computer program, will be written on the envelopes, which will then be allocated to each patient by a person who was not the one who prepared the envelopes.
The result of the randomization exercise will be a randomized control study with arms/groups of participants organized as in the diagram below.
After all the inclusion and exclusion criteria have been considered and the study participants put in their respective arms of the study, those due to receive moxibustion (together with their attendants) will be taught how to apply it. This will include an explanation of what moxa is, how to prepare and use it, location of application points on the body, cone size, dosage and safety measures. The methods will be taught and demonstrated by the staff both on themselves and on the patient. Teaching will be based on Moxafrica’s training manual and illustrated patient handout. A question session will follow the demonstration, to ensure that the patients /attendants have understood the procedure. This will help improve the level of consent as well as the adherence to self-administered moxibustion at home.
The study team- principle investigator, study doctor and study nurses will endeavor to explain to the various stakeholders what moxa and moxibustion is and that what is going to be done is a clinical trial to see if the treatment (moxibustion) does improve cure for TB.
Moxibustion Procedure
After all the inclusion and exclusion criteria have been considered and the study participants put in their respective arms of the study, those due to receive moxibustion (together with their attendants) will be taught how to apply it. This will include an explanation of what moxa is, how to prepare and use it, location of application points on the body, cone size, dosage and safety measures. The methods will be taught and demonstrated by the staff both on themselves and on the patient. Teaching will be based on Moxafrica’s training manual and illustrated patient handout. A question session will follow the demonstration, to ensure that the patients /attendants have understood the procedure. This will help help guarantee the level of consent as well as improve the adherence to self-administered moxibustion treatment at home.
The study team- principle investigator, study doctor and study nurses will endeavor to explain to the various stakeholders what moxa and moxibustion is and that thisclinical trial is being carried out to see if the treatment (moxibustion) does improve cure for TB. Any concerns about this “new” treatment modality will be answered. It will be exoplained that in other parts of the world this is a traditional treatment and that this clinical trial is being run to confirm its effectiveness as regards treatment of TB in Uganda.
The management of Kiswa health centre will be informed in detail about moxa, moxibustion, Moxafrica and this clinical trial.
Also concerns about this “new” treatment modality will be answered – that it is not new in some parts of the world but we are doing a clinical trial to confirm its effectiveness as regards treatment of TB.
For some patients, moxibustion will appear like witch craft, these will get further explanation and all their questions answered.
Moxibustion treatment will then begin.
On Day 1 this will be done by the nurse, providing a second opportunity to demonstrate the technique to the patients. Afterwards the patients will be observed for a minimum of 1 hour to ensure that no adverse reaction such as blistering, difficulty in breathing or second degree burns develops. Provided there are no such problems, they will then be discharged to carry out daily moxibustion on themselves at home.
Directly observed therapy will be used to confirm that moxibustion has actually been used and both the patient and attendant/carer will be told to report any effects that occur during and after the moxibustion.
Any reported or observable complication will be a reason to discontinue moxa use and withdraw the participant from the study.
At all times we will endeavour to ensure that the patients’ well-being is the highest priority and overrides the goal of obtaining information.
Moxa dosage
This will be based on the Moxafrica treatment protocol (see appendix 1).
Follow up procedure
All patients in the study will be monitored for a minimum of 6 months. In the first 2 months patients will be followed fortnightly and then once every month until the end of treatment duration. Below is a week by week description of what we intend to monitor whenever the patient is reviewed in the clinic (provided their visit is only for follow-up and not for other reasons).
Weeks 1 to 8 (Fortnightly)
· Vital signs.
· Clinical history and Karnofsky score.
· Signs and symptoms of TB:e.g. drenching night sweats and evening fevers.
· Body weight.
· Adherence to drug and moxibustiontherapies.
· Complete blood count, white cell count and their differentials.
· Sputum test.
Weeks 10 to 32
During this period of the study, the patient will be coming every month and the same observations (clinical and laboratory) will be made as in weeks 1 to 8.
· CD4 and CD8 cell count every 2 months.
· Sputum samples will be collected from the patient and be taken for microscopy, plus culture and sensitivity tests if appropriate.
· Renal and liver function test (to monitor if any patient develops sign of hepatotoxicity or kidney toxicity).
Concomitant medication
All medication used by the study subject at the beginning of the study or at any one time while in the study will be recorded in a form.
All drugs that the patient could be allergic to will be avoided. This will help to prevent any confusion arising from complications being wrongly attributed to moxa treatment and leading to the unnecessary withdrawal of a patient from the study.
Measurements
During the follow up of these patients/subjects the variablesto be analysed will include :
· Clinical history, drugs adherence, quality of life and level of activity of the patient
· Clinical examinations: body weight, temperature and other general findings, blood pressure, heart rate, and respiratory findings in the case of pleural or pulmonary TB. Also examination of the moxibustion site to confirm adherence and to look for complications.
· Other examinations depending on clinical presentation of the patient initially (on day 1) and on the day of review.
· Laboratory tests:
o Sputum
o WBC count and differentials
o CD4 and CD8
o RFT and LFT
Safety evaluation/follow up
Throughout the study all subjects (including those who have discontinued for any reason) will be reviewed regularly (as shown in the follow up program above) so that in case of any adverse events, action is taken almost immediately to correct/treat the complications.
In case of any complications or if new diseases is diagnosed in the patient, investigations will be carried out to help in their complete recovery where possible. Any consequent investigation, even if it is not among those that the study has planned to do as part of follow or diagnosis, will be carried out by the team or paid for.
If necessary, the doctor and principal investigator may decide that tests not included in the follow up plan should be carried out on a patient presenting with new symptoms. e.g. if a fever develops in one of the subjects then a CBC will be done.
Data analysis
Computer software, mainly SPSS and EPINFO will be used.
Primary markers of efficacy
This will include measurable change in the infectious status of the disease as defined by change in sputum test for mycobacterium from positive to negative within the first twenty-eight days of treatment (intensive phase)
Other markers:
- Vital signs improving
- Karnofsky score rising to normal (90% or above)
- Karnofsky score rising by at least 20% above starting score
- Focuses physical examination findings improve (e.g. respiratory findings) or disappear
- Zn/Gram stains and auramine-O stain show improvement in the patients' TB and other co-existing respiratory infections.
Study discontinuation
The premature termination of a study/trial may occur if:
- a Ugandan regulatory authority says so
- there are changes in the opinions of the funders of the trial
- safety or toxicity problems are seen in the study participants or the staff
- good clinical practice and/or any other principle that governs or guarantees the protection of human subjects will apply in the study and violation of any of them can be a reason for the study’s discontinuation.
Ethical considerations
The study will be carried out with permission from the Research Committe of the University of Makerere College of Health Sciences, from Kiswa Health Centre and from the Uganda National Council for Science and Technology (UNCST).
Participants of the sudy, together with their attendants and carers, will be given clear instructions in moxibustion therapy, techniques and requisite safety measures.
All study participants will be assured of confidentiality for the information provided by them, and participation in the study will not be a prerequisite for them to receive any standard health care services at Kiswa Health Centre.
Dissemination of results
The results of this study will be shared with Kiswa Health Centre II, Makerere University College of Health Sciences, the Uganda National Council of Science and Technology and all funding bodies. The work will also be published in international journals.
Rescue Therapy
There is not expected to be any need for rescue therapy in this study, since all patients will be receiving the standard treatment for tuberculosis recommended by the Ministry of Health and WHO.
However, if a patient, despite being on moxibustion and category I drugs, has not shown improvement (clinically or from laboratory tests), he/she will be started on category II drugs (2SHERZ/1HERZ/5HER ) as per WHO/MOH guidelines.
Safety reporting
A data safety monitoring board will be established to review the data commected every two months.
Budget estimate
Item Number Cost (US$) Duration (months) Total
Personnel
Study doctor 1 250 9 2250
Study Nurse 1 150 9 1350
Study assistant 1 100 9 900
Investigations
CD4 270 10 2700
Sputum 450 1 450
FBC 990 10 9900
LFT 99 10 990
RFT 99 10 990
X-ray 270 10 2700
Transport 1 4000
Admin 1 3000
Fees 1 800
Contingency 1 3000
Subtotal 33,030
10% admin costs 3,303
Grand total $36,303